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Vice President – Internal Controls (Investment Bank)

  • London
  • £90,000-£110,000 + bonus

This VP Internal Controls role is in the newly expanded First Line controls function of a respectable multinational bank focusing on their Investment Banking operations. The role will be based at least 3 days/week in their central London office.

The primary purpose of this role is to ensure all activities are conducted in compliance with governing regulations, internal policies and procedures. This will require you to understand all relevant regulations then identify and implement a suite of controls to mitigate the Bank’s risk exposure. You will provide expertise to identify, build and maintain a regulatory control library that is reflective of the Bank. You will also work closely with the Compliance function, and engage with all desks, to manage and coordinate end-to-end risk assessments.

You will be a Controls professional with significant exposure to Banking & Capital Markets, as well as a good knowledge of the relevant products. Strong regulatory knowledge is essential. Having exposure to regulatory remediation is advantageous but not essential.

The salary package on offer is £90,000-£110,000 + bonus (c.20%) + benefits.

We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.

Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.

Adam Hair – Controls, Assurance & SOX

Senior Consultant

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