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My client is a global and systemic financial services firm. They are searching for a Senior Compliance Advisory professional to join their growing team.
As Senior Compliance Advisory Officer, member of the Market and Business Conduct team, your primary responsibility is to advise Senior Management and the different lines of business on appropriate application of laws, regulations, standards and codes. The responsibilities of this position focus on 3 main categories:
The role will also incorporate the compliance review of new business projects and initiatives, M&A’s, other partnerships and strategic files. The role will cover advisory across the wider group.
Other responsibilities include:
Technical Skills
This role will require you in the London office 4 times per month and pays between £80,000 – £100,000 basic.
please contact ne@barclaysimpson.com for more information and a full JD.
We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.
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