Deputy Head of Compliance

Senior Compliance Manager

Are you a seasoned compliance professional seeking a rewarding opportunity? My banking client is looking for a Senior Compliance Manager to support the Head of Compliance in delivering proactive and timely compliance activities across the bank. This role involves providing regulatory advice, monitoring, reporting, training, and other compliance outputs as needed.

Key Responsibilities:

Regulatory Advice:

• Assist in identifying, reviewing, and assessing key regulatory changes affecting the bank.
• Provide timely regulatory advice and guidance to support business projects and initiatives.

Compliance Monitoring:

• Participate in compliance monitoring reviews covering the bank’s regulated activities.
• Help implement and update the bank’s Compliance Monitoring framework.
• Guide internal stakeholders in implementing compliance monitoring processes.

General Regulatory Compliance:

• Collect compliance Management Information (MI) and analyse trends to ensure regulatory compliance.
• Support Data Protection Compliance management, including third-party vendor oversight.
• Stay updated on regulatory compliance and share best practices across the organization.

Leadership:

• Deputize for the Head of Compliance when necessary.
• Assist in running the Compliance Department and promoting a compliance-focused culture.
• Represent or delegate for the Head of Compliance at relevant committees.

Requirements:

• Strong technical knowledge of financial services regulation in the UK.
• Experience dealing with a wide range of stakeholders.
• Proven ability to manage compliance activities effectively.
• Excellent communication and leadership skills.
• Ideally banking compliance experience

Hybrid working 3 days in the central London office

Salary £80,000 – £95,000 basic.

Please contact me with your CV ne@barclaysimpson.com