Senior Compliance Officer – Conduct Risk

Our client, a prominent specialty insurance group, seeks a Compliance Officer specializing in Conduct Risk. Bring your expertise to support insurance distribution, product governance, conduct risk, and complaints within our client’s Legal and Compliance function.

Key Responsibilities:

• Ensure compliance with European and Luxembourgish Insurance Distribution framework requirements.
• Manage the Conduct Risk team, overseeing annual reviews of Product Risk Assessments.
• Maintain and update policies, procedures, and processes related to the Product Governance & Distribution Framework.
• Investigate and respond to complaints promptly.
• Collaborate with international teams to address compliance queries and monitor regulatory changes.
• Contribute to the implementation of compliance-related objectives within our client’s Legal & Compliance Plan.
• Provide guidance and training on compliance with regulatory rules and codes of practice.

Performance Objectives:

• Enhance Management Information provided to the Product Governance & Distribution Committee.
• Conduct a mapping of conduct risk-related obligations applicable to our client’s operating jurisdictions.
• Progress and complete objectives defined within our client’s Compliance Plan.

Essential Skills and Experience:

• Strong knowledge of the European and Luxembourgish Insurance Distribution framework, including Conduct Risk.
• Problem-solving skills with a risk-based methodology.
• Strong analytical and prioritization skills.
• Proactive, collaborative, and effective communicator.
• Excellent written communication skills.
• Competent in using Microsoft Office.
• Language skills: English.

Desirable:

• Additional language skills: French, German, Spanish, or Italian.
• Previous experience in a legal or compliance role within the insurance industry or financial institutions.