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Compliance Monitoring Analyst
My client is an Institutional Alternative Investment Fund Manager, seeking a Compliance Monitoring Analyst who is looking to progress their career within a varied role. This is a hybrid role 2 days in London, 3 days work from home.
Duties and Responsibilities will include conducting reviews of trading including best execution in relation to portfolio’s, PA dealing, market abuse monitoring, reviewing financial promotions, supporting compliance training, assisting with regulatory returns, preparing management reports, and assisting with complaints handling.
The role would suit an ambitious individual who has gained 2 -3 years experience in a compliance role within an Investment firm or regulatory consulting firm.
We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.
Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.
