Trading &Compliance Manager

Our client is a world leading provider of market infrastructure. Their purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.

Role Responsibilities

• Assist the Compliance Manager and Venue Compliance Manager with regard to strategic direction, culture and advisory activity;

• Deliver regulatory compliance advice to stakeholders within the business and compliance-related strategic support within the department, ideally with a primary focus on fixed income, currency, commodities and some equities knowledge;

• Assist with the implementation of MiFID II and various regulatory change events; Assist with oversight of venues (Exchange, MTF, OTF) and advise on MiFID II regulations, especially where those sections relate to operating a Venue;
• Provide advice and guidance to Trading Venues in order to ensure they operate in accordance with all applicable regulations.

• Assist in the identification of upstream regulatory risk, and working to respond to or mitigate any such identified risks;
• Build / maintain effective working relationships with key internal stakeholders including Senior Management, Desk Heads, and support function Heads, internal and external auditors and other members of the control functions to ensure an understanding of the risks and necessary mitigating measures necessary to facilitate and protect the business;

Contact: Ms@barclaysimpson.com