Accessibility
Home
Jobs
Upload CV
Find Talent
Careers
Applications have closed
Regulatory Compliance Consultant
- Identify and document the required controls in line with appropriate policies and procedures to meet regulatory requirements.
- Design and draft regulatory controls in line with the minimum bank standards defined in procedures.
- Engage key stakeholders including business lines, compliance, operations and other support and control functions as necessary in identifying and/or drafting new controls, and to agree, approve and confirm appropriateness of controls to meet requirements.
- Knowledgeable with a good all-rounder understanding of regulations including but not limited to CASS, MIFID II, SFTR, SSR, GDPR and MAR, the ability to interpret regulation and be able to identify controls that are pragmatic and fit for purpose tailored to the bank’s requirements.
For more information including the full job description, please get in touch!
We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.
Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.
