Compliance Officer | Barclay Simpson
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Compliance Officer

  • Luxembourg
  • € Up to 130 000
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Our client is  is a top tier investment bank  looking for a multilingual ( mandarin – French) generalist to join the Compliance team to  assist management to ensure that the overall activities in Europe.


  • Provide regulatory and compliance advisory to management, business and functional units in relation to EU and Luxembourg regulatory regimes
  • Construct, review and maintain compliance policies, procedures and processes
  • Conduct compliance reviews, perform compliance monitoring and surveillance
  • Monitor EU and Luxembourg regulatory developments relevant and applicable to the firm
  • Prepare internal reports and management information, assist on filing regulatory reports


  • Minimum 5 years of relevant compliance experience in an investment bank or securities firm
  • Experience in relation to securities brokerage and corporate finance preferred
  • Knowledge and experience of EU and Luxembourg regulatory environments

Skills and Abilities

  • A self-starter with keen initiative and excellent interpersonal skills
  • Able to work with a minimum level of supervision
  • Strong analytical and evaluative skills, attentive to details
  • Native Chinese and professional English plus a Luxembourg language (Luxembourgish/French/German) skills are essential
  • One or several European language skills such as French, Spanish, Italian, Polish and Swedish are preferred
  • Good understanding of EU and Luxembourg regulatory issues and developments
  • General understanding of financial products, brokerage and investment banking services


  • University degree in law, economics and accounting/finance disciplines
  • Qualified lawyer or law degree holder desirable but not essential


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We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.

Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.