Compliance Officer

Our client is  is a top tier investment bank  looking for a multilingual ( mandarin – French) generalist to join the Compliance team to  assist management to ensure that the overall activities in Europe.

Missions

• Provide regulatory and compliance advisory to management, business and functional units in relation to EU and Luxembourg regulatory regimes
• Construct, review and maintain compliance policies, procedures and processes
• Conduct compliance reviews, perform compliance monitoring and surveillance
• Monitor EU and Luxembourg regulatory developments relevant and applicable to the firm
• Prepare internal reports and management information, assist on filing regulatory reports

Experience

• Minimum 5 years of relevant compliance experience in an investment bank or securities firm
• Experience in relation to securities brokerage and corporate finance preferred
• Knowledge and experience of EU and Luxembourg regulatory environments

Skills and Abilities

• A self-starter with keen initiative and excellent interpersonal skills
• Able to work with a minimum level of supervision
• Strong analytical and evaluative skills, attentive to details
• Native Chinese and professional English plus a Luxembourg language (Luxembourgish/French/German) skills are essential
• One or several European language skills such as French, Spanish, Italian, Polish and Swedish are preferred
• Good understanding of EU and Luxembourg regulatory issues and developments
• General understanding of financial products, brokerage and investment banking services

Qualifications

• University degree in law, economics and accounting/finance disciplines
• Qualified lawyer or law degree holder desirable but not essential