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Regulatory Reporting Compliance Manager
Regulatory Reporting Compliance Manager
Location: London (Hybrid working model)
£100,000 – £120,000
Overview
An established prop trading firm is seeking an experienced regulatory reporting professional to take ownership of complex reporting obligations across multiple jurisdictions. This role sits within a senior compliance function and is responsible for overseeing the accuracy, completeness, and governance of regulatory submissions across a broad range of transaction, trade, and prudential regimes.
The position combines hands-on oversight with strategic input, working closely with compliance leadership, technology teams, and the wider business to ensure reporting processes remain robust, well-controlled, and fit for purpose as regulatory expectations evolve.
Key Responsibilities
Transaction & Trade Reporting Oversight
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Lead end-to-end regulatory reporting activities across key UK, EU, and international regimes, ensuring submissions are accurate, timely, and compliant.
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Maintain strong controls around data quality, reconciliations, exception management, and remediation processes.
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Act as a point of escalation for complex reporting issues and regulatory queries.
Regulatory Regimes Coverage
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Oversee transaction reporting obligations under European and UK frameworks, including reporting via third-party reporting mechanisms where applicable.
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Manage trade and position reporting requirements under derivatives reporting regulations, including ongoing reconciliation and issue resolution.
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Support reporting obligations related to US market surveillance regimes where relevant.
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Ensure compliance with position transparency and disclosure requirements, including monitoring thresholds and preparing required notifications.
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Manage prudential and capital-related regulatory returns for relevant legal entities, ensuring accurate and timely submissions.
Data Governance & Reporting Attributes
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Take ownership of governance over critical reporting fields and identifiers at order and transaction level.
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Design and maintain validation controls, review processes, and periodic assurance activities to support regulatory compliance.
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Partner with internal teams to resolve data integrity or reporting attribute issues.
Controls, Assurance & Audit Support
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Maintain a robust control framework covering all reporting processes.
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Perform regular reviews and attestations, and support internal or external audits and regulatory reviews as required.
Technology & Automation
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Work closely with technology and data teams to enhance reporting infrastructure and automation.
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Contribute to the development of scalable solutions for regulatory reporting, reconciliation, and management information.
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Support the production of clear, accurate MI for senior management and compliance leadership.
Change & Advisory
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Monitor regulatory developments and assess their impact on existing reporting processes.
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Contribute to regulatory change initiatives and new reporting implementations.
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Provide subject-matter expertise, guidance, and training to stakeholders across the business.
Skills & Experience
Essential
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Significant experience in regulatory reporting within an investment firm, asset manager, or similar financial institution.
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Strong expertise across one or more major reporting regimes, with the ability to quickly build knowledge in additional areas.
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Deep understanding of reporting controls, reconciliations, exception handling, and data governance.
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Proven experience reviewing and validating complex transaction or order data.
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Strong analytical capability, with advanced Excel skills and experience working with large datasets.
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Ability to produce clear, high-quality management and regulatory information.
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Experience partnering with technology teams on reporting or data initiatives.
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Excellent attention to detail, judgement, and communication skills.
Desirable
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Exposure to additional global reporting regimes or position-based disclosures.
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Experience with prudential or capital reporting frameworks.
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Familiarity with regulatory reporting platforms or third-party vendors.
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Involvement in regulatory change or transformation projects.
please contact ne@barclaysimpson.com with your CV
Barclay Simpson, recognised specialists in Compliance jobs and recruitment: https://www.barclaysimpson.com/specialisms/compliance-jobs/
This job was published by Barclay Simpson: https://www.barclaysimpson.com/job/regulatory-reporting-compliance-manager/
We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.
Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.
