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Head of Compliance UK
Our client is a global asset manager that is looking to appoint a Head of Compliance for its UK business.
The firm operates within a well-established EMEA structure, with central oversight from Luxembourg and additional resource across multiple jurisdictions. The UK business is supported by an experienced local team, with dedicated coverage across monitoring, financial crime and regulatory change.
This role carries SMF16 and SMF17 responsibilities and reports to the EMEA Head of Compliance. While there is full accountability for the UK framework, the role sits within a broader, well-supported platform rather than operating in isolation.
The position combines leadership with hands-on involvement. You will oversee an established team, while remaining closely involved in regulatory advisory, governance and key business initiatives. There is regular interaction with the board and executive committee, and direct engagement with the FCA where required.
A key part of the role is judgement. The business is looking for someone who can interpret UK regulatory requirements and apply them in a way that works in practice, balancing robustness with a pragmatic, commercial approach.
The structure of the team means this is not a rebuild role. The core framework is in place and functioning well, but there is scope to refine how the function supports the business and to take a more visible role in senior decision making.
The firm operates a four day per week office model, with some interaction across the wider EMEA team, including occasional travel to Luxembourg.
They are looking for someone with strong UK asset management regulatory experience and the credibility to operate at a senior level. This is likely to appeal to an experienced deputy or senior compliance professional looking to step into a first SMF16/17 role within a well-established and supportive environment.
If you would like to discuss further, please get in touch or apply with your CV
Barclay Simpson, recognised specialists in Compliance jobs and recruitment: https://www.barclaysimpson.com/specialisms/compliance-jobs/
Job listing posted by Barclay Simpson: https://www.barclaysimpson.com/job/head-of-compliance-uk/
We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.
Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.
