Compliance Officer (Director level)
Overview: My client is currently seeking a seasoned professional to join their team as a Compliance Advisory Officer. This critical role involves advising businesses on compliance with laws, rules, and regulations, with a specific focus on pre and post-trade transaction reporting. The successful candidate will play a key part in investigating potential or actual breaches of relevant financial laws, rules, and regulations, particularly in the realm of Treasury Securities and Services, Benchmarks Regulation, MiFID best execution reporting requirements, and various investment products.
Skills and Qualifications:
Please contact me for a full job description and salary information NE@barclaysimpson.com
We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.
Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.