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Senior Surveillance Officer

  • London
  • £100,000 - £120,000

Fixed Income Trading Venue is seeking a Trade Surveillance Officer to lead the Trade, E-communications, and Voice communications surveillance for our firm. This is an exciting opportunity for a sales and trading Surveillance VP with fixed Income experience.

As the Trade Surveillance Officer, you will report directly to the head of compliance and have sole responsibility for the surveillance across the firm in London, Singapore, and Amsterdam. This role has been brought about by extra scrutiny from the FCA in this heavily technology-focused business.

Key Responsibilities:

  • Review daily alerts for market abuse and suspicious transactions
  • Maintain policies and procedures to prevent market abuse
  • Perform Market Abuse Risk Assessment (MARA)
  • Ensure market abuse training across the business
  • Escalate Suspicious Transactions (STOR) to the regulator
  • Manage relationships with third party trade surveillance software vendors

Qualifications:

  • Proven experience as a Surveillance Officer, Sales and Trading Surveillance VP or similar role
  • Strong understanding of fixed income markets and products
  • Experience with market abuse regulations and surveillance systems
  • Strong analytical and problem-solving skills
  • Excellent communication and interpersonal skills
  • Ability to work independently and manage multiple tasks

If you are passionate about compliance, surveillance and have a proven track record in the fixed income market, please apply today to join our team!

Salary on offer for this role is £100,000 – £120,000

You will be expected in the office 2 days a week.

Please contact me with your CV for more information. Ne@barclaysimpson.com

 

We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.

Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.