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Senior Surveillance Compliance Officer
Senior Surveillance Compliance Officer
Financial Services Firm | London | VP-level
Calling all trade sleuths and comms detectives — this is your chance to step into a senior role at a fast-moving, market-leading firm with global reach across commodities, FX, derivatives, prime services and more.
You’ll be the right hand to the Head of Surveillance, overseeing trade and communications monitoring, leading thematic reviews, managing MARA, and helping shape the future of the surveillance function.
What we’re looking for:
▪️ 10+ years in surveillance or compliance oversight
▪️ Hands-on with tools like SMARTS, Global Relay, or similar
▪️ Strategic thinker with strong stakeholder management skills
▪️ Confident communicator, resilient operator, and team-first leader
This one’s for the compliance pro who thrives in high-volume, high-impact environments — and wants to help set the tone on surveillance at a global level.
Please contact me with your CV for more info ne@barclaysimpson.com
We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.
Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.
