My client is a leading Global Investment Banking and Capital Markets business. We are seeking an experienced Compliance Manager with strong knowledge of Equities, Derivatives, Bonds, Interest Rate Swaps and FX to join the Advisory team.
The role will involve providing regulatory advice on global compliance policies (MIFID, EMIR and US regulation), providing advice to the business on regulation around new products and services, reviewing and updating policies in line with emerging regulatory changes and taking into account recent acquisitions, design and delivery of regulatory training, ensuring the timely identification of risks, assist in the annual Compliance Risk Assessment process, design and drive specific targeted desk based thematic reviews and manage relationships with the regulators and exchanges.
The ideal candidate will have Compliance Advisory experience from a Bank, Brokerage or Exchange. Good product knowledge across Equities, Derivatives, FX, Futures & Options. First class communication skills, a collaborative team player with the ability to work with multiple stakeholders in a fast paced environment.
We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.
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