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Compliance Officer

  • London
  • £300 per day

We’re looking to speak to Compliance Officers from a buy side background, for a role with an exceptional investment management firm.

The role of Compliance Officer will include the below responsibilities:

  • Working on the maintenance of policies and procedures
  • Advising all departments on the firms policies and procedures
  • Origination of training material for the firms regulatory obligations
  • Supporting the Head of Compliance in identifying and responding to regulatory changes
  • Oversight of GDPR requirements
  • Supporting Financial Crime Compliance obligations
  • Testing and executing the Compliance Monitoring Plan
  • Review and approval of marketing and distribution materials

 

This role will be for an initial 6 month period, with the potential to go perm.

 

For more information and the full job description, please apply and reach out to me.

 

We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.

Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.

Michael Cunningham – Compliance / Legal

Executive Consultant

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