Compliance Monitoring

My client is a medium sized investment bank in central London. They have an exciting opportunity for a compliance monitoring officer to join an established team. This is an avp level role.

This is truly a great place to work having placed a few other people in the compliance team, from the top down it is a great place to work.

You must have an audit, monitoring or testing background with experience in Global Banking Markets.

You must have an understanding of testing controls in a markets environment.

If you are a generalist with investment banking product knowledge with monitoring and testing in your skillset please apply.

your responsibilities will include…

• support the senior manager in the completion of the monitoring and testing program.
• be heavily involved in the maintenance and review of the testing plan.
• Conduct compliance reviews to assess the controls, policies and procedures of the investment bank.
• Agree remedial work for any issues identified.
• Investigate reviews and provide detailed MI to the HOC.

salary is up to £75,000 plus bonus.

Remote working opportunity with 3 days in the office.

Please get in touch with your CV Ne@barclaysimpson.com