Compliance Monitoring | Barclay Simpson
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Compliance Monitoring

  • London
  • £75,000
  • Sector:
  • Job reference: NE40798
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My client is a medium sized investment bank in central London. They have an exciting opportunity for a compliance monitoring officer to join an established team. This is an avp level role.

This is truly a great place to work having placed a few other people in the compliance team, from the top down it is a great place to work.

You must have an audit, monitoring or testing background with experience in Global Banking Markets.

You must have an understanding of testing controls in a markets environment.

If you are a generalist with investment banking product knowledge with monitoring and testing in your skillset please apply.

your responsibilities will include…

  • support the senior manager in the completion of the monitoring and testing program.
  • be heavily involved in the maintenance and review of the testing plan.
  • Conduct compliance reviews to assess the controls, policies and procedures of the investment bank.
  • Agree remedial work for any issues identified.
  • Investigate reviews and provide detailed MI to the HOC.

salary is up to £75,000 plus bonus.

Remote working opportunity with 3 days in the office.

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We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.

Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.

Nick Evans

Senior Consultant

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