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Compliance Manager
My client is an established and fast growing Fintech business. We are seeking compliance candidates who have good knowledge of Retail Investments and or Pensions and have experience working in a digital fintech business. The compliance team is growing as the business launches new products and services.
You will be responsible for playing a leading role in developing the monitoring approach, carrying out file reviews including thematic monitoring, keep up to date with regulatory changes, provide regulatory advice to the business, assist in updating policies and procedures and providing regulatory training to the business.
The role is hybrid 3 days in the London office, 2 days from home. Strong culture, team collaboration, good benefits and bonus. Please do get in touch for further information.
We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.
Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.
