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Compliance Manager

  • London
  • £80,000
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We are seeking a Compliance Manager with strong knowledge of Mortgages. My client is an established and growing Fintech who offer a range of products and services including home-buying, investing and retirement planning.

Managing a small compliance team you will be responsible for providing expert compliance oversight to the business, ensuring mortgage advice meets regulatory standards and best practice. The role will involve assisting with enhancing the current compliance programme, working closely with the business on product development, sign off on marketing material and financial promotions, carrying out compliance monitoring and thematic reviews, acting as point of contact with the regulator and the mortgage advice bureau, keeping up to date with regulatory changes, providing oversight on regulatory complaints, updating policies and procedures and providing regulatory training to the business.

The ideal candidate will have experience of mortgage advice compliance, knowledge of regulations around protection products would be useful and strong communication skills with the ability to mentor and manage a team.

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We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.

Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.

Jane McKechnie – Compliance

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