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Compliance Monitoring Officer

  • London
  • £70,000 plus bonus and benefits

I am working with a Global Commodities firm who are seeking an ambitious, motivated, compliance professional looking to build on their compliance career.

The role will involve carrying out monitoring (routine and thematic) across trading activities and deeper dive into FCA regulated business including MAR and MiFID II, work closely with the traders and advising the business on regulatory changes, engage with exchanges, price reporting agencies and regulators on surveillance topics, deliver training on market conduct related matters and carry out regulatory and internal investigations.

The ideal candidate will be degree educated, with a minimum of 3 years FCA compliance experience (buy side or sell side) including monitoring, thematic reviews. A confident communicator able to liaise with stakeholders internally and externally, ambitious with the drive to learn and progress, keen to work in a fast paced trading environment in a collaborative culture.

Please contact me for further information or 07711 514636

We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.

Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.

Jane McKechnie – Compliance

Executive Consultant

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