Senior Compliance Advisory Manager

Senior Compliance Advisory Manager – Fixed Income

Location: London (City)
Salary: £110,000 – £135,000 + Bonus + Excellent Benefits
Hybrid: 4 days office / 1 day home

Barclay Simpson is partnering with a leading international investment bank to recruit a Senior Compliance Advisory Manager into its Global Banking & Markets division.

This is an excellent opportunity to join a business that is investing heavily across its wholesale banking platform, with significant growth initiatives underway across Fixed Income, Commodities and Structured Products. The successful candidate will join a highly respected advisory team supporting front-to-back wholesale banking activities in a broad and varied role.

The Role

Reporting to the Head of Compliance Advisory, you will provide trusted regulatory advice across Fixed Income businesses while also supporting a wider range of wholesale banking activities including operational and post-trade functions.

Responsibilities include:

• Providing day-to-day compliance advisory support to Fixed Income businesses.
• Advising on UK regulatory requirements across wholesale banking activities.
• Supporting governance, policies, procedures and regulatory risk assessments.
• Delivering compliance training and regulatory guidance to business stakeholders.
• Advising on new products, business initiatives and regulatory change.
• Supporting transaction reporting, post-trade and operational compliance matters.
• Providing guidance on US regulatory requirements including Swap Dealer and Volcker Rule obligations where applicable.
• Working closely with senior stakeholders across Front Office, Operations, Legal and Risk.

About You

The successful candidate is likely to have:

• Advisory Compliance experience within an investment bank or wholesale financial institution.
• Strong knowledge of Fixed Income products and markets.
• Experience supporting Front Office businesses as a trusted compliance adviser.
• Broad regulatory knowledge across wholesale banking rather than a purely specialist or surveillance-focused background.
• Experience drafting policies, conducting risk assessments and delivering regulatory training.
• Strong stakeholder management skills with a proactive, hands-on approach.

Exposure to US regulatory frameworks (including Swap Dealer or Volcker Rule requirements) would be advantageous but is not essential.

Why Apply?

This opportunity offers considerably more breadth than many advisory roles within larger institutions. The successful candidate will gain exposure across trading, operations and post-trade activities, working within a collaborative team where individuals take ownership across multiple regulatory disciplines.

The business has recently completed a major regulatory transformation programme and is now entering a significant growth phase, creating genuine opportunities to work on new business initiatives, product launches and strategic expansion across the investment bank.

This is an outstanding opportunity for an ambitious compliance professional looking to broaden their experience whilst joining a high-performing and supportive team.

Please contact NE@barclaysimpson.com for more information