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Control Room Analyst
Control Room Analyst
Location: London (Hybrid – 3 days in office)
Salary: Circa £60,000
We are seeking a Control Room Analyst to join a growing compliance function within a global financial services organisation. This is a key role for an individual with a strong understanding of compliance frameworks and regulatory risk, particularly around information barriers and conflict management.
Key Responsibilities:
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Monitor and maintain information barriers across the organisation to manage the flow of material non-public information (MNPI).
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Oversee and maintain the Watch List and Restricted List, supporting the management of regulatory and reputational risks.
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Review institutional research and manage potential conflicts of interest.
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Support the firm’s compliance with UK Takeover Code disclosure requirements.
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Contribute to policy reviews and regulatory change management initiatives.
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Participate in regional and global compliance projects and control room initiatives.
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Liaise regularly with front-office teams, legal, and other risk functions across multiple regions.
Key Requirements:
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Proven compliance or regulatory experience, ideally within a control room or a similar risk and control function.
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Solid understanding of investment banking and global markets products.
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Strong analytical and organisational skills with a high level of attention to detail.
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Effective under pressure, with the ability to manage multiple tasks in a fast-paced environment.
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Excellent communication and interpersonal skills.
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Collaborative mindset with experience engaging with cross-functional teams and stakeholders.
We seek individuals from a diverse talent pool and encourage applicants from underrepresented groups to apply to our vacancies. Our commitment to fair recruitment processes means that we welcome applicants from all backgrounds, regardless of their lived experience or personal characteristics. We also invite applicants who meet most of the listed requirements, even if not all, to apply. If you require any adjustments to the application process, please let us know.
Barclay Simpson acts as an Employment Agency for permanent positions and an Employment Business for temporary/contract engagements.
