Accessibility Links

Trading Compliance officer

  • Location: London city
  • Salary: £50,000 - £65,000
  • Job type: Permanent
  • Job reference: NE170360
  • Sector: Banking
Job Description

Investment Bank

London (city)

£50,000 - £65,000

My client is an investment bank in London with a small compliance team. They have an opportunity for a generalist compliance officer to come on board to cover some BAU surveillance and advisory compliance roles. You must have strong technical experience in market abuse and trade surveillance. Ideally you would have used actimise. A degree in a science, economics or maths subject would be desirable. 

Provide compliance advice and support the fixed income / equities sales and trading businesses, covering areas such as Exchange listed trading, operational trade research, Trade and Transaction Reporting market conduct issues; research restrictions, and the management of conflicts in conjunction with the Control Group.

You must have at least 2 years experience in a relevant financial services firm.

Please contact me for more info.


Similar jobs
Compliance Monitoring
  • Location London
  • Salary £50,000 - £130,000
  • Job type Permanent
  • Sector Banking
  • Description Compliance monitoring vacancies AVP - Director within Investment banking
Deputy Head of Compliance
  • Location South East London
  • Salary £70,000 - £100,000
  • Job type Permanent
  • Sector Banking
  • Description Derivatives Trading house in south east London looking for a compliance generalist.
Manager US Regulatory Advisory
  • Location London
  • Salary £75,000
  • Job type Permanent
  • Sector Banking
  • Description Manager Markets Compliance Advisory at an Investment bank
Trade Surveillance
  • Location London
  • Salary £45,000 - 60,000
  • Job type Permanent
  • Sector Banking
  • Description Investment Bank in the city is looking for a trade surveillance officer to perform a broad compliance surveillance and motioning role within markets
Related news