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Trading Compliance officer

  • Location: London city
  • Salary: £50,000 - £65,000
  • Job type: Permanent
  • Job reference: NE170360
  • Sector: Banking
Job Description

Investment Bank

London (city)

£50,000 - £65,000

My client is an investment bank in London with a small compliance team. They have an opportunity for a generalist compliance officer to come on board to cover some BAU surveillance and advisory compliance roles. You must have strong technical experience in market abuse and trade surveillance. Ideally you would have used actimise. A degree in a science, economics or maths subject would be desirable. 

Provide compliance advice and support the fixed income / equities sales and trading businesses, covering areas such as Exchange listed trading, operational trade research, Trade and Transaction Reporting market conduct issues; research restrictions, and the management of conflicts in conjunction with the Control Group.

You must have at least 2 years experience in a relevant financial services firm.

Please contact me for more info.

 

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