Accessibility Links

Trade Surveillance Analyst

  • Location: London
  • Salary: £50,000
  • Job type: Permanent
  • Job reference: NE172627
  • Sector: Banking
Job Description

Trade Surveillance Analyst (Compliance)

Investment Bank



My client is looking for a trade surveillance to join their team in a permanent role

  • Applying experience as an SME to conduct Surveillance reviews and conducts alert closure within the automated surveillance systems at the Bank.
  • Have an understanding of BTCA/Nasdaq/KX surveillance systems and be able to close alerts and escalate or investigate as appropriate.
  • Have an understanding of Securities products and hedging instruments and be proficient in analysing market data, for example Bloomberg system.
  • Delivering high-quality and pro-active support to business and operational areas and activities, assisting the firm to do business in the right way and to grow its business-footprint.  
  • Ensuring key processes are run efficiently to deliver quality and reliable information, to support the firm’s business growth and control procedures.
  • Deliver risk-based assurance to the firm’s senior management and the Group through independent challenge and quality review and reporting.
  • Act as a subject matter expert in the performance of surveillance monitoring across a range of products including Credit, Listed and OTC derivatives

For a detailed job descripiton please send me your CV

Similar jobs
Compliance generalist (metals)
  • Location London
  • Salary £70,000 basic
  • Job type Permanent
  • Sector Banking , other Financial Services
  • Description Commodities compliance officer
Related news