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Senior Risk Manager

  • Location: London
  • Salary: c. £100,000 Base + Benefits + Bonus
  • Job type: Permanent
  • Job reference: AB/169190
  • Sector: Other Financial Services , Other Financial services , Enterprise Risk
Job Description

My client is a professional intermediary that plays a pivotal role in the world’s financial, energy and commodities markets. Matching buyers and sellers, they create liquidity and price discovery in these markets and provide insight and context to our clients.

They are looking for a senior risk manager to perform the following:

• Supporting the delivery of the Group’s Enterprise Risk Management Framework within the region and across Corporate Functions, across all risk types;

• Interaction with key stakeholders and functional managers on all Risk topics and best practices

• Support the Group’s risk governance structure within the region and Corporate Functions, including production of Risk Committee reporting

• Executive the Group Annual Risk Plan and Group Risk Assurance Plan within the region and Corporate Functions

• Support the execution of the regional risk element of the Risk Assurance Plan (including control assurance, thematic and deep-dive reviews)

• Ongoing monitoring of region’s risk profile against risk appetite through monitoring of performance against Risk Appetite Thresholds and related KRIs (including: review of required escalations and tracking of risk response actions)

• Monitor the implantation of the RMS within the region and Corporate Functions (controls framework and metric monitoring/escalation / reporting)

• Participate in the Group’s risk identification and evaluation process

• Participate in the delivery of the regional risk assessment processes, including emerging risks

• Assist in the preparation and execution of any regular risk reports (targeted risk assessments)

• Assist in the compilation (where needed) of any risk-related regulatory submissions required for regulated subsidiaries within the region

• Coordinate the response process within the region, including the review, approval and tracking of risk actions and risk acceptances

• Support the mapping of high risk processes and propose recommendations to close risk

• Monitor quality of Internal Risk Event collection process; propose mitigating measures when relevant and follow-up on action plans

• Complete a monthly recertification of EMEA Broking systems to ensure all users are correctly permissioned for job role, and assessing efficiency of the on-boarding and off-boarding process.

• Develop the recertification process to ensure adequate oversight of permissions by system owners.

• Reconciliation of error accounts and facilitation trades to internal error reporting system.

• Participate in the delivery of the Group’s stress testing programme within the region, including coordination of scenario workshops

• In conjunction with the Group risk teams, provide SME oversight of specialist risk areas (including technology, data management and third party risk management)

• Assist with coordination and preparation of ongoing risk training and business engagement within the region and Corporate Functions

• Support the operation of the GRC platform within the region and Corporate Functions

• Fulfil any additional duties as required to meet the needs of the business

Risk Responsibilities:

Ensure that you understand the risks and controls on your department; what could go wrong, what controls you have to prevent/detect or contain these.

• Ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibility;

• Report any breaches of policy to Compliance and/ or your supervisor as described in the policy;

• Escalate risk events immediately and log them within 24 hours using the risk event capture form on the intranet;

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