Accessibility Links

Senior Compliance Public Advisory Manager

  • Location: London
  • Salary: £100,000-£110,000
  • Job type: Permanent
  • Job reference: 166458
  • Sector: Banking , Banking
Job Description

My client is a leading European International universal bank. They have a vacancy for a Senior Wholesale Compliance Advisory Manager to join their public side Advisory team in London. They are looking for someone with proven stakeholder management skills, solid knowledge of wholesale banking and products, the FCA rules and an understanding of the Conduct and Compliance requirements.


This is a senior role, sitting alongside the Head of Markets Advisory, so your technical knowledge of one area must be strong, Your work will involve supporting the Public-side Compliance Advisory team and enforcing compliance of the trading floor covering Sales and Trading businesses within Global Corporate Banking. You will work on high priority exchange rules and regulations which are applicable to the business (MiFID 2, PRIIPS, Banking Reform) and create and maintain relevant Public-Side policies and Compliance procedures. You will also need to provide support to the CFO Advisory team, covering the Regulated Covered Bonds programme and LIBOR submissions. Ad hoc training and assistance in creating and executing the Annual Compliance Refresher training will be a part of this role.


It is important that you have excellent communication and presentation skills, and a keen interest in developing and maintaining strong and current knowledge of regulatory requirements and applying them correctly.


Salary will be £100,000-£110,000, depending on experience.

Similar jobs
Big 4 Consultancy - Senior Manager Retail Banking Conduct
  • Location London
  • Salary £80,000 - £110,000
  • Job type Permanent
  • Sector Banking , Professional Services
  • Description My client, a Big 4 Consultancy, are looking for a Senior Manager (Retail Banking Conduct) to join their Financial Services Risk and Regulation Centre of Excellence.
Financial Crime Change Manager
  • Location City of London
  • Salary £60,000-£75,000 plus package
  • Job type Permanent
  • Sector Banking , Asset Management/Funds
  • Description My client is a leading Global provider of Alternative Asset Management Solutions, currently embarking on wholesale growth initiative across all business lines.
EMEA Head of Financial Crime
  • Location City of London
  • Salary £140,000 - £170,000
  • Job type Permanent
  • Sector Banking
  • Description My client is a leading European Investment bank seeking someone to take the reigns of a talented financial crime department based across the EMEA region, whilst working closely with Global Heads
Client Assets Compliance officer
  • Location London
  • Salary £75,000
  • Job type Permanent
  • Sector Banking , other Financial Services
  • Description My client is looking for an AVP to help with new regulation around CASS.
Related news