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Senior Compliance Officer

  • Location: Luxembourg
  • Salary: €65,000 - €85,000
  • Job type: Permanent
  • Job reference: NM/172837
  • Sector: Banking , Asset Management/Funds
Job Description

Leading international Asset Manager is looking for a Senior Compliance Officer for their Luxembourg office. This is a permanent position and a unique opportunity to be part of a global brand, and a company with excellent staff retention.  With an ethos of promoting from within, my client attracts and retains the best talent in the market.

With 30 people across the Luxembourg office, this is an exciting opportunity to join a well-established firm and a growing team! 

This role will fit a motivated compliance professional, ideally with demonstrated exposure to UCITS funds, looking to join a company with a professional, welcoming and collegiate culture! 

Role Responsibilities:

  • The role will report directly into the Conducting Officer for Compliance in Luxembourg. 
  • As senior compliance officer you will be responsible for providing guidance on regulatory compliance matters across the business. 
  • The senior compliance officer will provide advice to management and the business regarding European and Luxembourg regulatory matters. 
  • Maintaining and reviewing Compliance Policies and Procedures. Preparing compliance reporting to local senior management. 
  • Overseeing investment and marketing compliance activities. 
  • Participating and leading on on products linked to regulatory changes. 
  • As senior compliance officer you will be responsible for identifying, improving and implementing, compliance controls and checks. 
  • Support and participate in the definition of the compliance control plan, overseeing compliance testing, and reviews; the senior compliance analyst will work in close collaboration with other teams and international offices. 

The Ideal Profile: 

  • The senior compliance officer will have 5+ years of relevant regulatory compliance experience (or experience working within a Legal Function). 
  • Good understanding of local Luxembourg regulatory requirements. 
  • It is highly desirable that the senior compliance analyst have demonstrated understanding of the Luxembourg funds sector (Specifically a strong understanding of UCITS)
  • Languages: Fluency in English is essential, French is desirable and German would be a plus! 
  • The senior compliance officer must have excellent communication skills, be a team player and eager to continue to learn and develop, as well as add value to the business.

This Role Offers:

  • Opportunity to join a permanent position and a unique chance to be part of a global brand, and a company with excellent staff retention.
  • Entrepreneurial and international working environment. A company that promotes diversity and inclusion. 
  • With a collegiate culture and an  ethos of promoting from within, my client attracts and retains the best talent in the market. 
  • With 30 people across the Luxembourg office, this is an exciting opportunity to join a well-established firm and a growing team!
  • The senior compliance analyst position offers visibility across the business, the opportunity to collaborate across different international offices, the opportunity to gain variety and scope of regulatory compliance responsibility, while working directly with senior management. 

Next Steps: If you would like to apply for this role, or discuss in more detail, please submit your CV to nm@barclaysimpson.com

Please note* Applicants must be eligible to work in the EU (they must have local Luxembourg experience). 

 

 

 

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