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Senior Compliance Officer

  • Location: Luxembourg
  • Salary: €85,000 - €95,000
  • Job type: Permanent
  • Job reference: NM172781
  • Sector: Banking , Asset Management/Funds
Job Description

Leading European Fund Manager is looking for a Senior Compliance officer to join their team in Luxembourg. The senior compliance officer will report directly into the Conducting officer for Compliance. Office size of 22 people and team size of four. 

This is a really exciting newly created role, and an opportunity to be part of a highly supportive, professional, friendly and collaborative team. 

The ideal candidate: 

  • As senior Compliance officer, you will need to have broad regulatory compliance experience; this role will cover all areas of regulatory compliance. 
  • Assessing and updating the companies compliance policies and procedures, in particular with AML-CFT requriements18/698 as well as requirements with regard to Mifd II, the application of CSSF Circular, 17/650 in terms of clients tax conformity.
  • Performing on-going compliance monitoring of business relationship.
  • Conducting customer due diligence on private clients as well as on delegates. 
  • Setting up and guiding monthly compliance forums. 
  • Participating and reporting to the conducting board of directors meeting. 
  • Assessing AML/CTF Risk exposure of the firms clients. 
  • Provision of the annual AML training and different operational trainings.

 

Candidate Requirements: 

  • As Senior Compliance Officer, applicants must have at least 7 years of regulatory compliance experience; ideally within a fund management environment. 
  • Must have proven knowledge of working within Luxembourg, and have demonstrated expertise of CSSF requirements. 
  • Must be fluent in English - written and oral; French language skills are also desirable. 
  • Must be hands on and eager to get involved in a variety of tasks. 

 

This role offers: 

  • A platform of seniority - and an opportunity to be part of strategic decision making. 
  • Competitive base salary and benefits (€85,000 - €95,000). 
  • On-going opportunities for career development and internal progression. 

 

Next steps: 

If you would like to find out more, please submit your CV to nm@barclaysimpson.com 

Please note* candidates MUST have experience working in the Luxembourg market and have demonstrated experience of local Luxembourg regulatory requirements. 

 

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