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Senior Compliance Officer

  • Location: London
  • Salary: £75,000 - £85,000
  • Job type: Permanent
  • Job reference: 171125
  • Sector: Banking
Job Description

My client is a leading private bank based in the city. They are looking for a Senior Compliance Officer to join a team of 3, directly reporting into the Head of Compliance.

 

Responsibilities:

  • Providing support to the Compliance function in order to establish and maintain a robust risk & regulatory framework
  • Advising the businesses on any regulatory changes, and the relevant requirements in the FCA/PRA handbook
  • Acting as an SME on regulatory projects
  • Conducting compliance monitoring reviews
  • Regulatory analysis, including report writing and MI
  • QA
  • Stakeholder management (internal and external including regulators and industry bodies)
  • Assisting with staff training

 

Requirements:

  • Excellent knowledge and broad understanding of the regulatory environment
  • Must have a good understanding of retail banking/ consumer lending/ mortgages
  • Desirable to have a private banking background
  • Compliance monitoring experience essential
  • Strong communication and interpersonal skills
  • A self starter who can hit the ground running for this role

 

Salary: circa £75,000 - £85,000 + 20% non-contributory pension + bonus

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