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Senior Compliance Manager

  • Location: City of London
  • Salary: to£120,000
  • Job type: Permanent
  • Job reference: TGB/173128
  • Sector: Asset Management/Funds
Job Description

My client is a very large and well known asset manager with a variety of strategies and an excellent reputation. They are looking to recruiting someone to lead a team of two and provide advise to the front office. The position will work closely with Portfolio Managers and associated teams as well as the pre trade teams to advise them on what can and can't be done. This role and team play a pivotal role in advising on new product launches to advise on what the regulatory requirements are.


This is a leadership and management role first and foremost and experience of managing is vital. Just behind this, but still vital, is strong advisory experience dealing with investment compliance. While a wider appreciation of distribution rules is always useful it won't suit someone from this specific background.


This position will report into the Head of Advisory who in turn reports in the Global Head of investment compliance. IN terms of succession planning this role would be primed to move up into the Head of Advisory role when/if that time comes.


This firm is well known and successful and is well regarded for both it's work and the culture they promote. They need someone who's robust and possessing excellent management skills to really drive the changes they've been making for the last year or so. It's a great time to join them on this basis and should afford the successful candidate the opportunity to really make a difference to the firm and enjoy the benefits that brings.


They're keen to move quickly so please don't hesitate to contact Tom Boulderstone on tgb@barclaysimpson for further information or submit your CV for consideration.

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