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Senior Compliance Manager

  • Location: Luxembourg
  • Salary: €90,000 - €100,000+
  • Job type: Permanent
  • Job reference: NM/A171921
  • Sector: Banking , Asset Management/Funds
Job Description

We are working with one of the largest international asset management firms worldwide, who are seeking an experienced Senior Compliance Manager to specialise in Marketing Compliance for their Luxembourg office.

 

Key responsibilities

  • Undertaking identification, research, monitoring and analysis of potential regulatory concerns for sales and marketing materials across various business lines
  • Providing compliance advice to business units and relevant senior management on marketing activities, primarily across the DACH region
  • Drafting and contributing to compliance guidelines, policies, processes and procedures
  • Taking part in the design of controls, process improvements and maintenance as part of the compliance review process
  • Responding to all enquiries from business units on issues of regulation
  • Acting as sole SME for Marketing compliance across the DACH region

 

Your experience & skills

  • Proven experience working in the Asset Management, Funds management or Investment management space
  • Minimum 5 years experience working within Asset Management
  • Experience in the field of Marketing Compliance in the European context
  • Full fluency in English and proficiency in German are essential
  • Proficiency in French is beneficial
  • An in-depth understanding of MIFID and AIFMD
  • Exposure to and understanding of UCITs and/or OEICs regulations

 

Your benefits

  • Attractive remuneration package
  • Household-name employer
  • International working culture 

 

Next Steps: 

If you would like to find out more about this opportunity, or you know someone who would be interested in this position: please submit your CV to nm@barclaysimpson.com and tell us why you are applying for the role. 

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