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Senior Compliance Manager

  • Location: Dublin
  • Salary: €80,000 - €100,000
  • Job type: Permanent
  • Job reference: NM/173053
  • Sector: Asset Management/Funds
Job Description

My client is a leading international Asset Manager looking for a Senior Compliance Manager for their office in Dublin.

This is a newly created permanent role which will report directly into the Head of Compliance in Dublin. This is an exciting opportunity to join a well-established and growing Manco, with an excellent reputation in the market for being a collaborative, supportive and friendly employer. The office is modern and bright, with an open floor plan, situated in a central location of Dublin. 

The key responsibilities include: 

  • Work proactively with internal business contacts and management to identity and implement practical and compliance solutions. 
  • Familiar with Asset Management strategies and Asset Management products, in order to provide timely regulatory compliance advice to internal business partners. 
  • Work closely with the Head of Compliance for the Fund Management company on key compliance initiatives, compliance frameworks, compliance documentation, regulatory liaison and monitoring. 
  • The senior Compliance , manager will function as subject matter expert for the EMEA regulatory landscape and key regulatory initiatives. 
  • As senior compliance manager, you must have the ability to interpret and coordinate high level legal entity, business and operational impact of the regulatory changes. 
  • Attendance and reporting to relevant governments committees (regulatory compliance committees) 

Experience Required: 

  • Proven experience working in a similar Regulatory compliance role/function. Covering regulatory compliance responsibilities: compliance policies and procedures & compliance monitoring. 
  • Demonstrated experience working within Investment Management environment/fund environment/with exposure to asset management products - understanding securities, cash, and derivative market instruments. 
  • In-depth knowledge of Irish and International regulations (CBI, MiFID II, UCITS, FCA). 
  • Demonstrated knowledge of cross-border regulatory frameworks and rules. 
  • Highly motivated individual, problem solver and team-player with excellent analytical skills. 
  • Excellent communication skills with proven ability to collaborate with colleagues across all levels of the organization. 

 

This role offers: 

  • Visibility: working closely with the local team in Dublin, this role will also offer opportunities to collaborate closely  with colleagues across different geographies. 
  • Variety: as part of a small team, the senior compliance manager will get involved in all elements of regulatory compliance - there will be a wide scope of responsibility and opportunities to work on a variety of projects.
  • Stable and established environment: My client prides itself in its excellent staff retention, offering on-going opportunities for training and career development as well as opportunities for internal mobility. 
  • Value Driven firm: my client is highly recognized for its value driven work and ethics. 

 

Please Note*My client is looking for local Irish candidates who know the local market. They would also consider candidates from the EU who would consider relocation to Dublin - candidates interested in relocating to Dublin  must have extensive experience working with European Regulated Funds. 

Next Steps: 

If you would like to have a confidential conversation to discuss this role in more detail, please email me your CV to nm@barclaysimpson.com 

 

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