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Senior Compliance Manager

  • Location: Frankfurt am Main
  • Salary: Competitive
  • Job type: Permanent
  • Job reference: 171921
  • Sector: Asset Management/Funds
Job Description

We are working with one of the largest international asset management firms worldwide, who are seeking an experienced Senior Compliance Manager to specialise in Marketing Compliance for their Frankfurt office.


Key responsibilities

  • Undertaking identififcation, research, monitoring and analysis of potential regulatory concerns for sales and marketing materials across various business lines
  • Providing compliance advice to business units and relevant senior management on marketing activities, primarily across the DACH region
  • Drafting and contribuiting to compliance guidlines, policies, processes and procedures
  • Taking part in the design of controls, process improvements and maintenance as part of the compliance review process
  • Responding to all enquiries from business units on issues of regulation
  • Acting as sole SME for Marketing compliance across the DACH region


Your experience & skills

  • Proven experience working in the Asset Management, Funds management or Investment management space
  • Experience in the field of Marketing Compliance in the European context
  • Full fluency in English and proficiency in German are essential
  • Proficiency in French is beneficial
  • An in-depth understanding of MIFID and AIFMD
  • Exposure to and understanding of UCITs and/or OEICs regulations


Your benefits

  • Attractive remuneration package
  • Household-name employer
  • International working culture


An existing legal right to work in Germany is a prerequisite for this role.

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