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Senior Compliance Analyst

  • Location: Frankfurt
  • Salary: €60,000 - €75,000
  • Job type: Permanent
  • Job reference: NM/A171242
  • Sector: Regulatory Compliance
Job Description

New Vacancy: Senior Compliance Analyst – Asset Management

My client is a Global Asset Management firm is seeking a Senior Compliance Analyst to join their Frankfurt based team.

The role will cover all aspects of European and regulatory compliance responsibilities for the firm.

The position offers on-going opportunities for career progression and a senior platform to be part of strategic decisions.  

Key Responsibilities:

  • Managing Compliance Monitoring, Compliance Training and Testing.
  • Ensuring policies and procedures within the firm are compliant.
  • Reviewing marketing material and providing guidance to the Sales & Marketing departments in Europe.

Requirements:

  • Qualifications: Law, Business or finance degree.
  • Essential Proficiency in German– written and oral; good English skills desirable.
  • 2-5 years’ experience working in financial services compliance, ideally within regulatory compliance.
  • Strong knowledge of AIFM and European Regulations.
  • Proven experience effectively influencing senior stakeholders.
  • Solid knowledge of the investment funds/firms’ activities

 

Job Type: Permanent

Location: Frankfurt

Salary Range: €60,000 - €75,000

Essential proficiency in German - written and oral

For more information, please submit your details to nm@barclaysimpson.com

 

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