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Risk and Controls Manager FTC

  • Location: Remote/ Cardiff
  • Salary: £45-£55,000 per annum
  • Job type:
  • Job reference: CB/172676
  • Sector: Asset Management/Funds , Interim, Enterprise Risk
Job Description

A retail fund manager are looking for a Risk and Controls Manager to join their vibrant team on an initial 6 month Fixed Term Contract basis. 

Sitting in the 1st Line of defence, the successful candidate will be responsible for ensuring the right governance and reporting frameworks are in place for the business as  well as making sure processes are compliant with audit and the Group. 

Responsibilities

  • Lead reviews of existing services ensuring at they remain complaint with regulatory rules and are managed effectively.
  • Conduct risk assessments for new development activity undertaken by the business or impacting the business, ensuring that changes are identified and mitigation actions established.
  • Manage and lead the divisional Quality Assurance function.
  • Establish and own a central robust suite of control reports and monitors, identifying any issues or failures and ensuring that the appropriate remedial actions are taken.
  • Responsibility for ensuring compliance with agreed methodology, standards, policies and procedures to produce a consistently high standard of documentation.
  • Support the Operational Governance Manager through high level administration, planning, collating & analysing data, preparing committee meeting agenda packs & producing output, as well as conducting ad-hoc research.
  • Provide core business expertise & analysis in response to emerging risks; issues & breaches.

Experience  

  • Strong Risk, Governance and Controls experience from a 1st line business perspective.
  • Strong leadership and communication skills.
  • Pensions knowledge experience desirable

 

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