Accessibility Links

Risk & Compliance Officer

  • Location: Kent
  • Salary: £50,000
  • Job type: Permanent
  • Job reference: NE172873
  • Sector: Banking
Job Description

My client is a financial services institution based in Kent. They are looking for a compliance generalist from a retail banking background to come on board. 

The roles purpose is to aid the Head of Compliance in all duties including compliance monitoring, in house controls, training, financial promotions, 

You must have...

  • At least 2 years’ experience in compliance in a retail financial services environment
  • Working knowledge of AML and Financial Promotions policies and procedures
  • Understanding of DP and GDPR
  • Experience of undertaking Compliance monitoring programmes/reviews
  • Knowledge and good understanding of PRA/FCA rules and guidance
  • Experience of liaising effectively with the regulator and third parties

Ideally you will have 

  • MLRO/Deputy MLRO experience
  • Experience in a small bank, building society, large credit union or community bank
  • Minute taking experience
  • Experience of operational risk frameworks and an understanding of the key risks and controls that exist in the principal operational areas of a small financial services firm

Please contact me with your CV

Similar jobs
Compliance Project Manager
  • Location Sheffield
  • Salary £45,000 - £55,000
  • Job type Permanent
  • Sector Banking
  • Description International bank requires a risk and control project manager to manage a remote team.
Head of Compliance & MLRO
  • Location Frankfurt am Main
  • Salary €130,000 - €150,000
  • Job type Permanent
  • Sector Banking , Banking , other Financial Services , Other Financial Services
  • Description An award winning global brokerage is seeking a new Head of Compliance & MLRO in Frankfurt
Senior Compliance Officer
  • Location London
  • Salary £100,000 - £120,000
  • Job type Permanent
  • Sector Banking
  • Description My client is a small but highly successful fixed income trading firm. With less than 1,000 people globally and under 200 in London the compliance team is only 4 people
Related news