Accessibility Links

Retail Fund Compliance Specialist

  • Location: City of London
  • Salary: to£90,000
  • Job type: Permanent
  • Job reference: TGB/167487
  • Sector: Asset Management/Funds
Job Description

My client provides insight and guidance to the investment management industry and is looking to recruit a retail asset management compliance specialist.

The role will involve working with investment managers to ensure compliance with COLL & FUND sourcebooks as well as all applicable financial promotion rules.

The job holder will work with industry bodies, regulators & policy makers in analysis of new and upcoming regulations and look to actively influence the industry.

The ideal appliance will have knowledge of Luxembourg as well as Irish funds, ETF’s, active & passive funds and extensive experience of product development.

This is a rare opportunity to join a group able to influence industry wide during a period pf extensive change to the retail fund management industry.

If you are interested in hearing more please contact Tom Boulderstone on for more information or submit your CV for consideration.

Similar jobs
Interim Assistant Compliance Manager
  • Location London
  • Salary c. £50k+
  • Job type Contract/Temp
  • Sector Asset Management/Funds , Asset Management/Funds , Interim
  • Description My client are a well-known investment manager who are looking to hire an interim assistant Compliance Manager for their London based offices for a period of c. 6 months – there is a possibility of
Related news