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Regulatory Compliance Manager

  • Location: Amsterdam
  • Salary: €100,000 - €120,000
  • Job type: Permanent
  • Job reference: 173151
  • Sector: Banking , other Financial Services
Job Description

Our client is a well-respected international broker with a growing market reputation as a successful, innovative and employee-driven brand. The firm has a strong governance culture and they are seeking an experienced Regulatory Compliance Manager to act as a lead advisor to the trading business.

 

Responsibilities:

  • Advise upon new projects and products across the business while ensuring all regulatory requirements are met

  • Maintain a clear overview of ongoing projects globally

  • Liaise and work with other compliance teams

    globally

  • Be a first point of contact from compliance for the trading teams

  • Provide advice on international regulatory requirements to assist in regional and global business growth

  • Monitor new regulations and provide guidance to any necessary policy changes

  • Maintain an active and collaborative relationship with the relevant regulators including responding to regulatory requests.

  • Assist with training of compliance related topics across the business

 

Experience required:

  • Significant experience of advising upon regulatory compliance matters within financial institutions

  • In-depth knowledge of European regulations such as MiFID II, MiFIR, EMIR & SFTR is essential

  • Experience of working within the Dutch regulatory environment is preferred but not essential, wider experience of US, UK and Hong Kong regulatory requirements is advantageous

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