Accessibility Links

Regional Head of Compliance

  • Location: London
  • Salary: £90,000 - £120,000
  • Job type: Permanent
  • Job reference: 170411
  • Sector: Banking
Job Description

A challenger bank based in city are currently looking for a Head of Compliance to lead the London region of branches.  This role provides guidance and support to the respective branch network and head office on compliance matters.   

Other responsibilities: 

  • Responsible for the Compliance Monitoring Plan 
  • Monitoring the branches' adherence to rules and regulations
  • Produce regular MI 
  • Conducting branch visits
  • Providing support to new branches 
  • Monitor gifts & entertainment, hospitality, the handling of complaints and remediation Line management for all staff within the regional compliance team

Requirements

  • A wealth of compliance experience, ideally from a retail banking background
  • Branch experience desirable 
  • Managerial and strategic leadership experience
  • Brilliant communication skills and the ability to influence at all levels
  • Ability to adapt to a fast paced working environment   

Salary is flexible circa £90,000 - £120,000 + benefits

Similar jobs
Conduct Risk & Compliance Monitoring Manager
  • Location Edinburgh
  • Salary £36,000 - £56,000
  • Job type Permanent
  • Sector Banking
  • Description A leading retail bank are looking for a Conduct Risk & Compliance Monitoring Manger to join their team in Edinburgh.
Head of Electronic Trading Compliance
  • Location London
  • Salary £120,000 +
  • Job type Permanent
  • Sector Banking
  • Description Head of Electronic Trading Compliance - Investment bank
Ethics Compliance Officer
  • Location London
  • Salary £110,000 or contract rate
  • Job type Permanent
  • Sector Banking
  • Description Ethics & Compliance Officer
Regulatory Audit VP
  • Location London
  • Salary £60,000 - £100,000
  • Job type Permanent
  • Sector Banking
  • Description Regulatory Audit VP, Compliance monitoring, risk review
Related news