Accessibility Links

Regional Head of Compliance

  • Location: London
  • Salary: £90,000 - £120,000
  • Job type: Permanent
  • Job reference: 170411
  • Sector: Banking
Job Description

A challenger bank based in city are currently looking for a Head of Compliance to lead the London region of branches.  This role provides guidance and support to the respective branch network and head office on compliance matters.   

Other responsibilities: 

  • Responsible for the Compliance Monitoring Plan 
  • Monitoring the branches' adherence to rules and regulations
  • Produce regular MI 
  • Conducting branch visits
  • Providing support to new branches 
  • Monitor gifts & entertainment, hospitality, the handling of complaints and remediation Line management for all staff within the regional compliance team

Requirements

  • A wealth of compliance experience, ideally from a retail banking background
  • Branch experience desirable 
  • Managerial and strategic leadership experience
  • Brilliant communication skills and the ability to influence at all levels
  • Ability to adapt to a fast paced working environment   

Salary is flexible circa £90,000 - £120,000 + benefits

Similar jobs
Senior Compliance Officer
  • Location London
  • Salary £75,000 - £85,000
  • Job type Permanent
  • Sector Banking
  • Description My client is a leading private bank based in the city. They are looking for a Senior Compliance Officer to join a team of 3, directly reporting into the Head of Compliance
Head of Compliance: Fintech Brokerage
  • Location London
  • Salary £120,000
  • Job type Permanent
  • Sector Banking
  • Description Fintech brokerage - London
Head of Compliance : Electronic Trading brokerage
  • Location South London
  • Salary £110,000 including bonus
  • Job type Permanent
  • Sector Banking
  • Description Brokerage in south London looking for a head of Compliance £90k basic.
Policy Manager
  • Location London
  • Salary £55,000 - £65,000
  • Job type Permanent
  • Sector Banking , other Financial Services
  • Description My client, an independent oversight body have a new vacancy for a Policy Manager, directly reporting into the Head of Policy. The immediate policy team consists of 3 and works closely with the
Related news