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Private Side Advisory

  • Location: Central London
  • Salary: £50,000 - £70,000
  • Job type: Permanent
  • Job reference: NE172971
  • Sector: Banking
Job Description

My client is an investment bank in central london, they have recently gone through some change in their Private Side advisory structure with a refreshed new approach.

They are looking for an experienced private side advisory officer to join the team at AVP level.

You must have private side advisory experience and not just control room experience.

As a member of Private Side Compliance, providing Compliance advisory support to DCM, ECM, M&A, Corporate Broking, Private Capital Markets and Equity Syndicate teams in EME.

Key accountabilities include providing second line check and challenge and advising on regulatory requirements, particularly the FCA Handbook, MAR, and MiFID. Personal responsibilities include regulatory horizon scanning and working closely with Control Room and Conflicts Resolution teams to ensure effective oversight of emerging risks

Please contact me with your CV.

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