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Private Side Advisory

  • Location: London
  • Salary: £75,000 - £80,000
  • Job type: Permanent
  • Job reference: NE168595
  • Sector: Banking
Job Description

Private Side Advisory Compliance

Wholesale Banking

London

We are currently recruiting for a Private Side Compliance Advisory role within our Wholesale & Corporate Compliance team in London.
The Private Side Advisor will be responsible for providing conduct and regulatory advisory services to the private side Businesses in line with the bank’s code of conduct, internal compliance policies, and all applicable regulation e.g. Market Abuse Regulation, “MAR” and the Markets in Financial Instruments Directive, “MiFID II”. Such advice would include guidance on existing regulations and upcoming regulatory changes, and advice on the implementation of thereof.
The role will advise on private side transactions with a focus on the management of material non-public information and conflicts of interest. The businesses in scope will include, the Private Debt Mobilisation, Risk Solutions Group, Securitisation, and potentially Global Transaction Banking, The Client Coverage businesses will not be included in the scope of this specific role.

The ideal candidate will have securitisation and structuring experience.

 

 

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