Accessibility Links

Junior Compliance Analyst

  • Location: London
  • Salary: £30,000 - £35,000
  • Job type: Permanent
  • Job reference: 169950
  • Sector: other Financial Services
Job Description
My client is a brokerage in the city. They are looking for a Junior Compliance Analyst, directly reporting into the Head of Compliance and sitting in a small team of 3. This is a broad role which will involve:

* Assisting in the day to day aspects of the compliance function
* Conducting and responding to investigations and reviews 
* Updating and maintaining compliance policies & procedures 
* PA dealing & conflicts of interest records 
* Training & inductions

They are looking for those with 1 - 2 years compliance experience from the regulator, consultancy or industry and broad exposure within their current role.

Salary £30,000 - £35,000.
Similar jobs
Policy Manager
  • Location London
  • Salary £55,000 - £65,000
  • Job type Permanent
  • Sector Banking , other Financial Services
  • Description My client, an independent oversight body have a new vacancy for a Policy Manager, directly reporting into the Head of Policy. The immediate policy team consists of 3 and works closely with the
Compliance Assistant
  • Location London
  • Salary to£40,000
  • Job type Permanent
  • Sector Banking , Asset Management/Funds , Legal, other Financial Services , Insurance , Professional Services
  • Description Paralegal/Compliance Assistant opportunity with infrastructure asset manager.
Related news