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Investment Compliance Officer

  • Location: London
  • Salary: £60,000 - £70,000
  • Job type: Permanent
  • Job reference: NC/172050
  • Sector: Asset Management/Funds
Job Description

A reputable Tier 1 Asset Manager client of mine are looking to make an addition to their Investment Compliance team. You'll be one of the key contacts in Compliance carrying out pre/post trade monitoring and providing advice to the front office Investment and Trading teams on Investment Compliance and regulations, for e.g. UCITS and working closely with Compliance teams in Asia and US.

There will also be opportunities to get involved in Rule Coding projects if this is something you have done before meaning this is a role offering a breadth of opportunities for someone looking to work for one of the world's leading Asset Managers. In addition to UCITS, you'll also need a good understanding of Securities, Fixed Income and Derivatives.

The salary on offer will be in the region of £65,000 and comes with a discretionary bonus and some excellent benefits too!

For further information please contact Nathan Coomber on or submit your CV for consideration.

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