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Investment Compliance Analyst

  • Location: London
  • Salary: £65,000 - £85,000
  • Job type: Permanent
  • Job reference: NC/171612
  • Sector: Asset Management/Funds
Job Description


I'm working with one of the biggest, global investment managers on an Investment Compliance opportunity in their Oxfordshire-based offices. We're looking for someone with a minimum of 5 years' Asset Management experience in Pre/Post Trade Monitoring via Charles River, Aladdin or similar systems. Coding experience would be an added bonus.


Responsibilities will include;

  • Working with the front office in resolving pre-trade breaches primarily in Charles River but also occasionally in Aladdin (Equity, Fixed Income and Multi-Asset mandates)
  • Investigating overnight breaches raised by off-shore teams via Charles River and Aladdin
  • Documenting and reviewing mandate restrictions
  • Rule sign off for coding requests coded by off-shore team


Base salary will be up to £85,000 + discretionary bonus and benefits.


For further information please contact Nathan Coomber on or submit your CV for consideration.


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