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Interim Marketing Compliance – Asset Management

  • Location: Oxfordshire / London
  • Salary: c. £400p/day
  • Job type: Contract/Temp
  • Job reference: PW/166802
  • Sector: Asset Management/Funds , Interim
Job Description

Our client is a major asset management firm, looking to recruit an experienced marketing compliance officer for an interim role.

 

To be considered, you will have experience in buy-side regulatory compliance and specifically around the review and approval of a range of financial promotions.   You should have a high level of technical experience and be able to build and maintain strong working relationships with key business stakeholders to ensure all marketing and financial promotions are in line with company and regulatory requirements.

 

Key responsibilities:

  • Responsibility for the day-to-day review and approval of financial promotions.

  • Provision of compliance advice and support in relation to distribution.

  • Oversight and support of other team members

  • Management of workload in appointed area/specialism.

  • Production and updating of marketing compliance policies and procedures where required.

  • Provision of SME compliance input and support on strategic projects when necessary.

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