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Interim Compliance Specialist – London

  • Location: London
  • Salary: c. £Market rate
  • Job type: Contract/Temp
  • Job reference: BM/167240
  • Sector: Asset Management/Funds , Asset Management/Funds , Interim
Job Description

My client are an investment fund manager who are looking to hire an interim compliance specialist for their Central London offices for a period of c. 6 months, with the view that this opportunity could lead from temporary to permanent.

 

Key responsibilities:

  • Provide advisory services both internally and externally.

  • Develop and implement the necessary policies and procedures.

  • Assist with financial promotions and answer ad hoc compliance queries.

  • Participate in compliance reviews and assist with on-going compliance monitoring.

  • Carry out on-boarding of new clients – including due diligence and AML checks.

     

The ideal candidate must have previous asset management experience and be able to demonstrate a strong understanding of FCA regulatory requirements. A CISI diploma or similar would be advantageous but not essential.

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