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Interim Compliance Officer – Private Banking (FTC)

  • Location: London
  • Salary: c. £55-65,000
  • Job type: Contract/Temp
  • Job reference: PWH/167259
  • Sector: Banking , Banking , Interim
Job Description

Our client is a boutique Private Bank, looking to recruiting an interim compliance officer for a generalist role, focusing on monitoring, regulatory analysis and due diligence checks.

 

Working directly with the Head of Compliance, you will ensure the business complies with all UK regulatory requirements, standards, laws and relevant codes of conduct.

 

Key responsibilities:

  • Assist the Head of Compliance to identify and advise on all UK compliance matters.
  • Maintain the administrative procedures and audit trails required by UK compliance regulations.
  • Act as the deputy MLRO in the absence of the Branch MLRO.
  • Help develop, implement and maintain appropriate compliance policies and procedures
  • Horizon scanning and absorption of key regulatory changes impacting on the Bank
  • Review of financial promotions.
  • Conduct customer due diligence and provide compliance input to the new client take-on process and execute periodic updates on existing clients.

 

You should be an experienced compliance officer with a background in private banking.  You should also have a good working knowledge of anti-money laundering practices, particularly on-boarding of high-risk clients, including PEPs.

 


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