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Interim Compliance Officer

  • Location: London
  • Salary: c. £50-60,000 pro-rata (FTC)
  • Job type: Contract/Temp
  • Job reference: PWH/168588
  • Sector: Banking , other Financial Services , Interim
Job Description

Our client is a London-based retail bank, who require a compliance officer on an interim basis (3-6mth FTC); to provide cover and support to the existing team.

 

You will primarily be responsible for carrying out thematic compliance reviews across the retail bank, but also provide compliance advice and support to the business as required.

 

You should have compliance experience from a retail bank or consumer lending firm; and a background in monitoring and testing would be ideal. 

 

Key responsibilities:

  • Design and carry out thematic reviews to ensure compliance oversight across the retail bank

  • Monitor conflicts of interest, procurement and on-line training.

  • Provide advice, support and guidance to the business.

  • Assist with incident management in recording, reporting and liaising with group

  • Assist with reporting gifts, hospitality, sponsorship and donations.

  • Provide assurance for remunerations, culture and conduct risk, as well as developing and implementing monitoring plans for such areas

  • Assist with regulatory reporting (external and internal) in areas such as conduct rule breaches.

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