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Head of Regulatory Conduct Risk & Assurance

  • Location: Glasgow & Newcastle
  • Salary: Competitve
  • Job type: Permanent
  • Job reference: 172385
  • Sector: Banking
Job Description

An established retail bank have newly combined the Regulatory and Conduct team with the Risk Assurance team. Therefore, they have an exciting new opportunity for a Head of Regulatory Conduct Risk & Assurance to lead the function. This is a senior role within the business and is a certified position. Reporting into the Chief Compliance Officer, and leading a function of 25, your main responsibilities will entail:


  • Leading strategy and direction for managing and overseeing compliance with regulatory and conduct obligations
  • Leading engagement across the business to advise on all regulatory and conduct risk matters
  • Keeping abreast of regulatory changes as it applies to the Group’s current and future business and direct oversight of execution and implementation of all new regulation
  • Leading the delivery of 2nd line Assurance activities, communicating outcomes with the Board and regulators Influencing across the business in terms of regulation, conduct and culture, emerging industry trends etc
  • Developing your team and communicating strategy and action plans with them effectively
  • Deputising for the Chief Compliance Officer where necessary



  • Extensive compliance/risk experience in retail banking
  • Proven leadership experience of Compliance and Assurance functions
  • Strong stakeholder management, and influence over Executive and Senior Managers
  • Ability to engage effectively across the Bank, establishing and developing strong relationships
  • Gravitas and excellent communication and interpersonal skills
  • Enjoyment of developing others, and leading high performing teams


Salary: Highly competitive + a great benefits package

Location: Glasgow or Newcastle

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