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Head of Monitoring

  • Location: London
  • Salary: Up to £120,000
  • Job type: Permanent
  • Job reference: 166465
  • Sector: Banking , Banking
Job Description

My client is a leading European International universal bank. They have an exciting opportunity for a Head of Monitoring to join their Wholesale and Corporate Compliance division in London. This is high profile business facing role, so they are seeking someone with excellent communication skills, experience in leading wholesale monitoring reviews and technical knowledge of wholesale banking products and processes to head a team of 3.

Your main responsibilities will include creating and maintaining relevant compliance policies and procedures for Monitoring, as well as the creating the annual risk based UK Wholesale Compliance Monitoring Plan as the key Monitoring Compliance stakeholder across various projects. You will need to execute compliance monitoring reviews including regulatory testing in accordance with procedures, which may involve desk, thematic of flash related reviews. The ability to produce quality assured management information, reports and issues tracking to verify that corrective action has been effectively implemented will be required in addition to identifying, assessing, monitoring and managing compliance risks and regulatory requirements. 

As Head of Monitoring you will report to the Board; Exo, UK Risk Committees and UK Audit Committee, on Compliance regulatory issues and development. It is also important that you help maintain and develop a strong culture throughout the firm, working collaboratively with other Compliance teams.

The new Head of Compliance has expressed that they are very open to candidates with compliance monitoring/internal audit backgrounds and for those where it will be their first 'Head of' role. This is a truly exciting opportunity for someone to revitalise and rebuild an engaging team and really make their mark within compliance.

Salary will be up to £120,000, depending on experience.

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