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Head of Compliance Monitoring

  • Location: London
  • Salary: £100,000 - £110,000
  • Job type: Permanent
  • Job reference: NC/171223
  • Sector: Asset Management/Funds
Job Description

I am working with an up and coming Wealth Manager who are looking for a Head of Compliance Monitoring and Thematic Reviews.

This will be leading a team of 5-10, so some form of management experience is a prerequisite for this one. The general responsibilities will include;

  • Take full ownership of the Compliance Monitoring framework
  • Manage relations between the stakeholders, Compliance team and the rest of the business
  • Carry out and oversee the team's Thematic Reviews
  • Produce MI and reports for the relevant boards and committees

You will need to have extensive experience in Compliance Monitoring as well as prior management experience within a Wealth Management firm.

The salary will be in the region of £100,000 - £110,000 and will come with a range of benefits.

For further information please contact Nathan Coomber on or submit your CV for consideration.



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