Accessibility Links

Head of Compliance Monitoring

  • Location: London
  • Salary: £100,000 - £110,000
  • Job type: Permanent
  • Job reference: NC/171223
  • Sector: Asset Management/Funds
Job Description

I am working with an up and coming Wealth Manager who are looking for a Head of Compliance Monitoring and Thematic Reviews.

This will be leading a team of 5-10, so some form of management experience is a prerequisite for this one. The general responsibilities will include;

  • Take full ownership of the Compliance Monitoring framework
  • Manage relations between the stakeholders, Compliance team and the rest of the business
  • Carry out and oversee the team's Thematic Reviews
  • Produce MI and reports for the relevant boards and committees

You will need to have extensive experience in Compliance Monitoring as well as prior management experience within a Wealth Management firm.

The salary will be in the region of £100,000 - £110,000 and will come with a range of benefits.

For further information please contact Nathan Coomber on nc@barclaysimpson.com or submit your CV for consideration.

 

 

Similar jobs
Senior Compliance Officer (m/w/d)
  • Location Frankfurt am Main
  • Salary Verhandelbar
  • Job type Permanent
  • Sector Asset Management/Funds , Asset Management/Funds , other Financial Services , Other Financial Services
  • Description Senior Compliance Officer Stelle in Frankfurt am Main, Funds/ Asset Management
Compliance Analyst
  • Location Luxembourg
  • Salary €60,000 - €90,000
  • Job type Permanent
  • Sector Asset Management/Funds
  • Description Currently working with a Global Tier 1 Asset Manager looking to hire a Funds Compliance Analyst to join the Luxembourg based team. The Role: This role will cover funds domiciled in the U
Compliance Monitoring Manager
  • Location London
  • Salary Up to £75,000
  • Job type Contract/Temp
  • Sector Asset Management/Funds
  • Description 9 month FTC in Compliance Monitoring for a small fund manager
Risk & Compliance Officer
  • Location Luxembourg
  • Salary €50,000 - €70,000
  • Job type Permanent
  • Sector Asset Management/Funds , Banking , Asset Management/Funds
  • Description New Vacancy: Risk and Compliance Officer – Luxembourg My client is a leading Investment Management firm looking to hire an experienced Risk and Compliance Officer to join their Luxembourg based
Related news